Distortion Versus Dissimilarity in
Friction Skin Identification
(This article is reprinted from the March/April 1998 issue
of the
Journal of Forensic Identification, vol. 48 #2, pp 125-129.)
By William F. Leo, C.L.P. E.
Forensic Identification Specialist
Los Angeles Sheriff's Department
Scientific Services Bureau
Introduction
For many years, the premise has been accepted in the field of
friction skin identification that in order to have a valid
identification, the print in question must be void of any
dissimilarities. This information has been documented in a number of the
classic texts on friction skin identification. (1,2) However, this
information only partially addresses the issue of dissimilarities. The
other side of the coin is that dissimilarities will not be found in
prints that are the same. This important fact is rarely addressed in
literature on fingerprint identification. The first question that needs
to be explored is, what is a dissimilarity? Webster's New World
Dictionary defines dissimilar as: "absence of similarity; not being the
same; different" This differs from distortion which is defined as: "to
modify so to produce an unlawful reproduction; to change or
misrepresent; to change the usual or normal shape, form, or appearance."
Based on these literal definitions, dissimilarities can only occur in
prints that are not of the same origin. That is why during a latent
print examiner's early training, he or she is taught that if a
dissimilarity is found during the comparison, there is not an
identification. Distortion, however, is commonly found in both latent
and exemplar prints that have the same origin. Examples of distortion
can be noted when occurring from any of the following
conditions—overlaid prints, pressure reversals, background interference,
slippage, or from any circumstance that would change or misrepresent the
appearance or shape of one or both prints that are being compared.
Dissimilarity and distortion are not interchangeable terms and the two
concepts should not be confused. The Problem Because of the
oversimplification as to how and when a dissimilarity is possible as
well as the confusion that exists with some traditional terminology,
incorrect testimony concerning the identification of latent prints has
resulted. For example, one confusing and ambiguous term sometimes used
to describe distortion is the "explainable dissimilarity." This
terminology can and has caused confusion among both latent print
examiners and lay persons. I reviewed a court transcript from a murder
trail where the attorney and a latent print examiner repeatedly
interchanged and confused the terms distortion, similarity,
dissimilarity, unexplainable dissimilarity, and explainable
dissimilarity. At one point, the defense attorney stated, " What you are
saying by calling it an explainable dissimilarity is that the prints are
different, but you have an excuse for it." The examiner replied, "Yes,
that is correct." As a result, it became necessary to call in a latent
print examiner from another agency to testify and support the
identification.(3) In another case, the latent print examiner's failure
to understand the concept of dissimilarities resulted in disaster during
a homicide trail in California. The latent print examiner was asked if a
dissimilarity were to be found in the latent print that had already been
identified, would that cancel or invalidate the identification? The
examiner responded that regardless of how many similarities are present,
if there was an unexplainable dissimilarity, there would not be an
identification. The defense then called in their own "expert witnesses'
two latent print examiners of questionable ethics, who pointed out areas
of distortion in the prints referring to them as dissimilarities and
testified that the prints were not the same. The defendant was found not
guilty. The latent print evidence, a palm latent found on a piece of
duct tape that was used to cover the nose and mouth of an elderly female
burglary/murder victim was the key evidence in the trial.(4) The
identification has been reviewed by a number of I.A.I. Certified Latent
Print Examiners and was found to be valid. The incorrect concept that a
dissimilarity is possible regardless of the number of similarities
present has also been published in the text Crime Scene and Physical
Evidence Handbook. Discussion I would suggest the correct answer to a
question referring to the possibility of dissimilarities in a print that
has been identified to an individual should be the following: A
dissimilarity would not and could not exist in this print because there
is a sufficient number of matching characteristics to make and
identification and dissimilarities only exist between two prints that
are not the same. The concept that a dissimilarity could exist
regardless of how many similarities are found cannot be valid. If this
were possible, then there would always be a possibility of a
dissimilarity and a conclusive identification could never be made.(6)
Cowger makes the statements "determination of identity is based on the
presence of similarities, not the absence of "(7) Clements also states
that if a sufficient number of matching characteristics are found to
make an identification, the identification is valid regardless of
distortion. The Federal Bureau of Investigation said it best in their
article, "Fingerprints Do Not Lie," when they refuted a defense expert's
claim that a latent print containing fourteen matching characteristics
and three dissimilarities, was not an identification. The article
states, FBI fingerprint experts state unequivocally that any two
fingerprints possessing as many as 14 identical ridge characteristics,
the number which the defense expert acknowledged when he testified
concerning the fingerprint in question, would certainly contain no
dissimilarities in the ridge formation." It would be a most unusual
occurrence to make a comparison where a latent print possessed all the
ridge characteristics present in the exemplar. Because of this, it is
common for the defense attorneys to try and use this information as a
defense strategy. For example:
Question: Is the latent print the entire print as in the exemplars or is
it just a partial?
Answer: It is a partial
Question: So all the detail present in the exemplar is not present in
the latent?
Answer: Yes, that's correct.
Question: So if a dissimilarity was present in the area outside the area
depicted in the latent print, the area you can not see, then you would
not have an identification, would you?
Answer: This would not be possible. A print containing this many
matching characteristics is an identification. When an identification is
made, you are in fact saying that you found a sufficient number of
matching characteristics present in the comparison to eliminate the
possibility that anyone else could have been the
donor of the latent print. To say it would be possible to still have
dissimilarity is to say that there is insufficient detail to be certain
of the identification.
Conclusion
Confusion exists among some latent print examiners who are interchanging
the terms dissimilarities and distortion. Literature on friction skin
identification rarely addresses the subject in any detail The result of
this confusion is a loss of credibility within the criminal justice
system when latent print examiners cannot explain these concepts and
defend their conclusions on the witness stand. Similarities are used to
establish identity, whereas dissimilarities establish that two prints
are not the same. Once sufficient matching characteristics are found to
establish identity, dissimilarities cannot and will not be found.
Dissimilarities only occur in prints that are not the same. Distortion
alters the appearance of prints, sometimes interfering with the
comparison. However,
distortion is common in all prints regardless of whether or not they are
one and the same. It is important that latent print examiners be trained
and fully understand the concepts of similarities and dissimilarities
and how dissimilarities differ from distortion prior to giving testimony
as expert witnesses in the field of friction skin identification.
William F. Leo, C.L.P.E.Forensic Identification Specialist
Los Angeles Sheriffs Department
2020 W Beverly Blvd.
Los Angeles, CA 90057
(213) 989-5099
References
1. Moenssens, A. Fingerprint Techniques, Clinton Book
Co., Philadelphia, 1971, pp 260-262.
2. Olsen R., Scotts Fingerprint Mechanics, Charles
Thomas, Springfield, IL, 1978 p 29.
3. California v. Joseph John Reyes Jr., Los Angeles
Superior Court Case U A590802, 1986.
4. California v. Vargas, Los Angeles Superior Court, Case
# 887216,1988.
5. Fox, R.H. ; Cunningham, C.L., Crime Scene Search and
Physical Evidence Handbook, U.S. Department of
Justice, 1973, p 48.
6. Leo, W.F., Abstract on "Dissimilarities and Distortion
in Friction Skin Identification," presented at the
International Symposium on the Forensic Aspects of
Latent Prints, FBI Academy, Quantico, VA, 1993.
7. Cowger, J., Friction Ridge Skin, Elsevier, New York,
1983, p 176.
8. Clements, W„ The study of Latent Fingerprints, Charles
Thomas, Springfield, IL, 1987, pp 11-113.
9. Federal Bureau of Investigation, "Fingerprints Do Not
Lie," Law Enforcement Bulletin, September 1969. |